Welcome to your Securities Market (Basic) module
1. What is the main objective of securities regulation?
2. Which of the following is an example of an order type used in the securities market?
3. Which of the following is an example of a derivative instrument?
4. What is the function of a custodian in the securities market?
5. Which of the following is an example of a money market instrument?
6. Which of the following is NOT a factor that can affect the price of a security?
7. Which of the following is NOT a characteristic of a stock exchange?
8. What does the term "market capitalization" refer to?
9. What does SEC stand for?
10. What is the purpose of a prospectus?
11. Which of the following is NOT a type of investment fund?
12. What is the function of a clearinghouse in the securities market?
13. What is the role of a market maker?
14. What is the purpose of a margin account?
15. What does the term "volatility" refer to in the securities market?
16. What is the purpose of a rights issue?
17. What is the role of a credit rating agency in the securities market?
18. What is the role of a broker in the securities market?
19. What does the term "liquidity" refer to in the securities market?
20. What is the purpose of a stop-loss order?
21. Which of the following statements about dividends is true?
22. What does the P/E ratio measure?
23. What does IPO stand for?
24. Which of the following is an example of a primary market transaction?
25. What is the purpose of a stock split?
26. A limit order to buy a stock means:
27. Which of the following is an example of a secondary market transaction?
