Welcome to your Securities Market (Basic) module
1. What does the term "market capitalization" refer to?
2. What is the role of a market maker?
3. What does the P/E ratio measure?
4. What is the main objective of securities regulation?
5. What is the function of a custodian in the securities market?
6. What is the role of a credit rating agency in the securities market?
7. Which of the following is an example of a primary market transaction?
8. Which of the following statements about dividends is true?
9. Which of the following is an example of a derivative instrument?
10. Which of the following is an example of a secondary market transaction?
11. What does SEC stand for?
12. Which of the following is NOT a characteristic of a stock exchange?
13. What is the purpose of a prospectus?
14. Which of the following is NOT a factor that can affect the price of a security?
15. What is the role of a broker in the securities market?
16. What does the term "liquidity" refer to in the securities market?
17. What is the function of a clearinghouse in the securities market?
18. What is the purpose of a rights issue?
19. What is the purpose of a stock split?
20. What does the term "volatility" refer to in the securities market?
21. A limit order to buy a stock means:
22. What does IPO stand for?
23. Which of the following is NOT a type of investment fund?
24. What is the purpose of a margin account?
25. What is the purpose of a stop-loss order?
26. Which of the following is an example of a money market instrument?
27. Which of the following is an example of an order type used in the securities market?
