Welcome to your Clearing Settlement and Risk Management Module
1. Which of the following is a risk associated with the use of a multilateral netting system?
2. Which of the following is a risk mitigation technique used in default management?
3. Which of the following is a risk mitigation technique used in collateral management?
4. Which of the following is a characteristic of a Delivery versus Payment (DvP) settlement mechanism?
5. What is a central securities depository (CSD)?
6. Which of the following is NOT a component of risk management in clearing and settlement?
7. What is the purpose of a settlement instruction in the clearing and settlement process?
8. Which of the following is a risk associated with the use of a central securities depository (CSD)?
9. Which of the following is an example of an operational risk in clearing and settlement?
10. Which of the following is a risk mitigation technique used in collateral management?
11. Which of the following statements is true about a novation?
12. Which of the following is an example of a derivative clearinghouse?
13. Which of the following is a risk associated with the use of a central counterparty (CCP)?
14. In a clearinghouse, novation refers to:
15. Which of the following is a key objective of risk management in clearing and settlement?
16. Which of the following statements is true about a bilateral netting system?
17. Which of the following statements is true about the role of a custodian bank in settlement processes?
18. What is a Delivery versus Payment (DvP) mechanism in settlement?
19. Which of the following statements is true about a settlement finality?
20. Which of the following is NOT a common type of settlement risk?
21. Which of the following is a function of a central counterparty (CCP)?
22. Which of the following statements is true about the role of a registrar in settlement processes?
23. Which of the following statements is true about a payment versus payment (PvP) mechanism in settlement?
24. Which of the following is an example of a trade repository?
25. Which of the following is a key consideration in choosing a settlement method?
26. Which of the following is a risk associated with the use of a bilateral netting system?
27. Which of the following is an example of a pre-settlement risk?
28. Which of the following statements is true about central clearing counterparties (CCPs)?
29. Which of the following is a primary function of a central securities depository (CSD)?
30. Which of the following is a feature of a Real-Time Gross Settlement (RTGS) system?
31. Which of the following statements is true about the role of a central bank in clearing and settlement?
32. Which of the following is an example of a post-trade service in the clearing and settlement process?
33. Which of the following statements is true about the role of a clearing member in clearing and settlement processes?
34. Which of the following is a risk associated with the use of a settlement bank?
35. Which of the following is an example of a post-settlement risk?
36. Which of the following is a role of a clearing member in the clearing and settlement process?
37. Which of the following statements is true about the role of a risk committee in clearing and settlement processes?
38. Which of the following is an example of a securities settlement system?
39. Which of the following statements is true about the role of a settlement bank?
40. Which of the following is a risk associated with the use of a trade repository?
41. Which of the following is a risk associated with delayed settlement of trades?
42. Which of the following statements is true about the use of collateral in clearing and settlement?
43. Which of the following statements is true about a multilateral netting system?
44. Which of the following is a key benefit of netting in settlement processes?
45. Which of the following is true about settlement risk?
46. Which of the following is the primary objective of a central counterparty (CCP)?
47. Which of the following is a function of a settlement agent in the clearing and settlement process?
48. Which of the following is a risk mitigation technique used in clearing and settlement?
49. Which of the following statements is true about the role of a settlement finality in reducing settlement risk?
50. What is the purpose of a margin call in clearing and settlement?
